SMALL CAP EQUITY

Small Cap Equity

Investment Overview

The Small-Cap Equity Strategy seeks to provide long-term capital appreciation through investment in a diversified portfolio of U.S. small cap equity securities. The strategy utilizes a proprietary selection process to identify companies with higher earnings per share growth potential and attractive valuations. Stocks in the portfolio have a minimum market cap size of $400 million and generally are within the capitalization range of the Russell 2000 index at the time of purchase.

Proprietary Selection Process

Our equity investment discipline utilizes both quantitative and fundamental analysis. Our proprietary multi-factor quantitative screening process seeks to identify attractively valued investment candidates while removing human behavioral bias. We then conduct a rigorous bottom-up fundamental research process to validate the quality of the financial results (sales, earnings, cash flows, etc.) of these businesses and their relative valuations. Using this disciplined approach, we can identify/invest in businesses that are typically in the early stages of their earnings cycle and whose improvements may not be appropriately reflected in investor expectations and valuations.

Characteristics Overview

Characteristic Small Cap Equity Russell® 2000 Value Index
Market Cap 5.8 B 2.6 B
Dividend Yield 1.00% 2.16%
P/E FY1 Estimate 13.5x 12.4x
Estimate 3-5 Year EPS Growth 11.6% 8.1%
Price/Cash Flow 8.00x 5.61x
Price/Book 2.18x 1.34x
Price/Sales 0.92x 0.77x
ROE 21.40% 8.43%
ROA 9.22% 3.50%
Active Share2 94.70% -
Upside Capture Ratio2 103.10% -
Downside Capture Ratio2 95.34% -
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Investment Team

Under the leadership of CIO Joseph M. Sharma, CFA, the Oliver Luxxe team has over 50 years of experience in disciplined value equity research and portfolio management.

Joseph Sharma, CFA

Chief Investment Officer

Brad Jacobson

Senior Portfolio Manager

Joe Trucano, CFP®

Macroeconomics

Matt Biedron, NSSA®

Senior Investment Analyst

Drew Crawford

Senior Investment Analyst

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This is not a recommendation nor an offer to sell (or solicitation of an offer to buy) securities in the United States or in any other jurisdiction.  The information provided herein is for informational purposes only and investors should determine for themselves whether a particular service or product is suitable for their investment needs. Please refer to our disclosures (Form ADV) for further information concerning specific products or services. All investment strategies have the potential for profit or loss; changes in investment strategies, contributions or withdrawals may materially alter the performance and results of a portfolio. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be suitable or profitable for a client's investment portfolio.


Certain information herein has been obtained from third party sources and, although believed to be reliable, has not been independently verified and its accuracy or completeness cannot be guaranteed. No representation is made with respect to the accuracy, completeness, or timeliness of this document.


Any reproduction or distribution of this presentation, as a whole or in part, or the disclosure of the contents hereof, without the prior consent of Oliver Luxxe Assets LLC, is prohibited.

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